Broker Check

Principals Profile

Mr. Robert E Frey, CFP®

(206) 285-1730

bob@lakesideadvisors.com

Education


• Bachelor of Science Degree, Illinois Institute of Technology, 1965.
• Certified Financial Planner – One of the first CFPs conferred in 1975.
• Graduate of Realtors Institute – GRI Professional Designation in 1972.
• CFP Board of Standards.
• Master of Science Degree, University of Washington, 1967


Professional Experience


• College for Financial Planning – Adjunct Faculty Member, 1974 -1990.
• Lakeside Advisors, Inc., President and owner, (since 1984).
• Instructor/Lecturer Securities & Syndication Coursework, since 1972.
• KMS Financial Services, Inc., 1972 to 2020
• National Association of Securities Dealers District Committee, 2002-2004
• National Association of Securities Dealers Consultative Committee, 2005 -2006
• Securities Sources, Inc. – Former President and Publisher of Securities and Syndication Review.


Professional Licenses


• Former Real Estate Broker, WA.


Associations and Activities


• American Arbitration Association – former Member, Panel of Arbitrators.
• Author, Published in: “Financial Planning Magazine”, “The Scott Letter Closed End Fund Report”,
“Western Investor and Northwest Stock Guide”, “Northwest Investment Review”
• Orchestra Seattle and Seattle Chamber Singers, former Treasurer & Board member.
• Feminist Federal Credit Union, former Director.
• Financial Planning Association.
• CFA Board of Standards (formerly CFP Institute)
• Highline Historical Society, Board Member
• Normandy Park, Washington former Arts Commissioner
• Northwest Association for Financial Planning - Former Director, Legislative Rep
• Northwest Foundation for Senior Citizens, Founder and former Director.
• Northwest Senior Center, Advisory Board.
• Norwest Foundation, Adult Day Health Care – Former Founder and former Director.
• Real Estate Securities & Syndication Institute, WA – Former Director.
• Seattle Society of Financial Analysts, member.
• Society of Financial Service Professionals
• Stanger Register and Publications, former member of Advisory Board
• Very Special Arts Washington, former Board of Directors
• Washington Association for Financial Planning, Inc., Past President

Ms. Kristi A. Mandt, CFP®, AIF®

Education


• Bachelor of Arts Degree, University of Puget Sound (Finance & Economics) 1980
• Certified Financial Planner, College for Financial Planning 1991
• Master Elite IRA Adviser 2007-2010; Trained under Ed Slott in IRA strategies
• Accredited Investment Fiduciary, Center For Fiduciary Studies 2011


Professional Experience


• Lakeside Advisors, Inc. Vice President (since 2005)
• Millikin Mandt Associates, Inc, President & Owner (since 1995)
• KMS Financial Services, Inc, February 2005 to 2020
• Previously affiliated and licensed with Round Hill Securities, Inc, Smith Barney, Kemper Securities and
Prudential Securities from 1983 to 2005


Professional Licenses


• Insurance, Life & Health


  Associations & Activities


• Seattle Society of Human Resource Management Association, Past President and Board Member
• Seattle Chinese Garden Society, former Treasurer, VP and Board Member
• Women Business Owners, former Treasurer and Board Member
• West Seattle Chamber of Commerce, former President & Board Member
• Sound Transit Citizens Oversight Panel, former member
• Eastside Women’s Forum, former Treasurer and Board Member
• West Seattle Garden Tour, founding board member, 1994 to 2012
• King County Women’s Advisory Commission, former member
• Seattle Opera Guild, former Treasurer of fund-raising group Parties & Previews

Ms. Miki Okamoto-Swanson, CFA®

Education


• Bachelor of Arts Degree (English), Kansai Gaidai University, Japan, 1998
• Exchange Student, Huron College, Canada 1996-1997
• Chartered Financial Analyst designation, 2010


Professional Experience


• Lakeside Advisors, Inc., Portfolio Analyst (since 2006)
• Lakeside Advisors, Inc., Vice President (since Nov 2010)


Associations & Activities


• CFA Institute
• CFA Society of Seattle
• Chado Urasenke Tankokai Seattle Association, former Board Member

Ms. Veronika Y. Dolgikh

Education


• Bachelor of Arts Degree, Business Administration, Higher School of Economics, Russia, 2005
• Perm Institute of Economics and Finance, Accounting (Certificate), Russia, 2006
• International Student, International Business Certificate, South Seattle Community College, 2009


Professional Experience


• West Ural Bank, Economist, Russia, 2005
• Sales Manager, Newspaper “Work For You”, Russia, 2006
• Economist, Motoviliha-Service, Russia, 2006
• Lakeside Advisors, Inc., Client Relations Specialist (since 2010)