Broker Check

(206) 285-1730

Principals Profile

Mr. Robert E Frey, CFP®

(206) 285-1730

[email protected]

Education

  • Bachelor of Science Degree, Illinois Institute of Technology, 1965.
  • Certified Financial Planner – One of the first CFPs conferred in 1975.
  • Graduate of Realtors Institute – GRI Professional Designation in 1972.
  • CFP Board of Standards.
  • Master of Science Degree, University of Washington, 1967.

Professional Experience

  • College for Financial Planning – Adjunct Faculty Member, 1974 -1990.
  • Lakeside Advisors, Inc., President and owner, (since 1984).
  • Instructor/Lecturer Securities & Syndication Coursework, since 1972.
  • KMS Financial Services, Inc., 1972 to present (currently operate branch office).
  • National Association of Securities Dealers District Committee, 2002-2004
  • National Association of Securities Dealers Consultative Committee, 2005 -2006
  • Securities Sources, Inc. – President and Publisher of Securities and Syndication Review.

Professional Licenses

  • Insurance – All lines.
  • Real Estate Broker, WA.
  • Securities Registered Representative.

Associations and Activities

  • American Arbitration Association – former Member, Panel of Arbitrators.
  • Author, Published in:   “Financial Planning Magazine”, “The Scott Letter Closed End Fund Report”, “Western Investor and Northwest Stock Guide”, “Northwest Investment Review”
  • Orchestra Seattle and Seattle Chamber Singers, former Treasurer & Board member.
  • Feminist Federal Credit Union, former Director.
  • Financial Planning Association.
  • CFA  Board of Standards (formerly CFP Institute)
  • Highline Historical Society, Board Member
  • Normandy Park, Washington former Arts Commissioner
  • Northwest Association for Financial Planning - Former Director, Legislative Rep
  • Northwest Foundation for Senior Citizens, Founder and former Director.
  • Northwest Senior Center, Advisory Board.
  • Norwest Foundation, Adult Day Health Care – Former Founder and former Director.
  • Real Estate Securities & Syndication Institute, WA – Former Director.
  • Seattle Society of Financial Analysts, member.
  • Society of Financial Service Professionals
  • Stanger Register and Publications, former member of Advisory Board
  • Very Special Arts Washington, former Board of Directors
  • Washington Association for Financial Planning, Inc., Past President

Ms. Kristi A. Mandt, CFP®, AIF®

Education

  • Bachelor of Arts Degree, University of Puget Sound (Finance & Economics) 1980
  • Certified Financial Planner, College for Financial Planning 1991
  • Master Elite IRA Adviser 2007-2010; Trained under Ed Slott in IRA strategies
  • Accredited Investment Fiduciary, Center For Fiduciary Studies

Professional Experience

  • Millikin Mandt Associates, Inc, President & Co-Owner (since 1995)
  • KMS Financial Services, Inc, February 2005 to present
  • Licensed since February 1983, previously affiliated with Round Hill Securities, Inc, Smith Barney, Kemper Securities and Prudential Securities

Professional Licenses

  • Securities Registered Representative
  • Insurance, Life & Health

Associations & Activities

  • Seattle Society of Human Resource Management Association, Past President and Board Member
  • Seattle Chinese Garden Society, former Treasurer, VP and Board Member
  • Women Business Owners, former Treasurer and Board Member
  • West Seattle Chamber of Commerce, former President & Board Member
  • Sound Transit Citizens Oversight Panel, former member
  • Eastside Women’s Forum, former Treasurer and Board Member
  • West Seattle Garden Tour, founding board member, 1994 to 2012 
  • King County Women’s Advisory Commission, former member
  • Seattle Opera Guild, former Treasurer of fund-raising group Parties & Previews

Ms. Miki Okamoto-Swanson, CFA®

Education

  • Bachelor of Arts Degree (English), Kansai Gaidai University, Japan, 1998
  • Exchange Student, Huron College, Canada 1996-1997
  • Chartered Financial Analyst designation,  2010

 

Professional Experience

  • Lakeside Advisors, Inc., Portfolio Analyst (since 2006)

Associations & Activities

  • CFA Institute
  • CFA Society of Seattle
  • Former Chado Urasenke Tankokai Seattle Association, Board Member

Ms. Veronika Y. Dolgikh

Education

  • Bachelor of Arts Degree , Business Administration, Higher School of Economics, Russia, 2005
  • Perm Institute of Economics and Finance, Accounting (Certificate), Russia, 2006
  • International Student, International Business Certificate, South Seattle Community College, 2009

 

Professional Experience

  • West Ural Bank, Economist, Russia, 2005
  • Sales Manager, Newspaper “Work For You”, Russia, 2006
  • Economist, Motoviliha-Service, Russia, 2006
  • Lakeside Advisors, Inc., Trainee, 2006-2008

 

Associations & Activities