Principals Profile
Mr. Robert E Frey, CFP®
Education
- Bachelor of Science Degree, Illinois Institute of Technology, 1965.
- Certified Financial Planner – One of the first CFPs conferred in 1975.
- Graduate of Realtors Institute – GRI Professional Designation in 1972.
- CFP Board of Standards.
- Master of Science Degree, University of Washington, 1967.
Professional Experience
- College for Financial Planning – Adjunct Faculty Member, 1974 -1990.
- Lakeside Advisors, Inc., President and owner, (since 1984).
- Instructor/Lecturer Securities & Syndication Coursework, since 1972.
- KMS Financial Services, Inc., 1972 to 2020.
- National Association of Securities Dealers District Committee, 2002-2004
- National Association of Securities Dealers Consultative Committee, 2005 -2006
- Securities Sources, Inc. – President and Publisher of Securities and Syndication Review.
Professional Licenses
- Insurance – All lines.
- Real Estate Broker, WA.
- Securities Registered Representative.
Associations and Activities
- American Arbitration Association – former Member, Panel of Arbitrators.
- Author, Published in: “Financial Planning Magazine”, “The Scott Letter Closed End Fund Report”, “Western Investor and Northwest Stock Guide”, “Northwest Investment Review”
- Orchestra Seattle and Seattle Chamber Singers, former Treasurer & Board member.
- Feminist Federal Credit Union, former Director.
- Financial Planning Association.
- CFA Board of Standards (formerly CFP Institute)
- Highline Historical Society, Board Member
- Normandy Park, Washington former Arts Commissioner
- Northwest Association for Financial Planning - Former Director, Legislative Rep
- Northwest Foundation for Senior Citizens, Founder and former Director.
- Northwest Senior Center, Advisory Board.
- Norwest Foundation, Adult Day Health Care – Former Founder and former Director.
- Real Estate Securities & Syndication Institute, WA – Former Director.
- Seattle Society of Financial Analysts, member.
- Society of Financial Service Professionals
- Stanger Register and Publications, former member of Advisory Board
- Very Special Arts Washington, former Board of Directors
- Washington Association for Financial Planning, Inc., Past President
Ms. Kristi A. Mandt, CFP®, AIF®
Education
- Bachelor of Arts Degree, University of Puget Sound (Finance & Economics) 1980
- Certified Financial Planner, College for Financial Planning 1991
- Master Elite IRA Adviser 2007-2010; Trained under Ed Slott in IRA strategies
- Accredited Investment Fiduciary, Center For Fiduciary Studies
Professional Experience
- Millikin Mandt Associates, Inc, President & Co-Owner (since 1995)
- KMS Financial Services, Inc, February 2005 to 2020
- Licensed since February 1983, previously affiliated with Round Hill Securities, Inc, Smith Barney, Kemper Securities and Prudential Securities
Professional Licenses
- Securities Registered Representative
- Insurance, Life & Health
Associations & Activities
- Seattle Society of Human Resource Management Association, Past President and Board Member
- Seattle Chinese Garden Society, former Treasurer, VP and Board Member
- Women Business Owners, former Treasurer and Board Member
- West Seattle Chamber of Commerce, former President & Board Member
- Sound Transit Citizens Oversight Panel, former member
- Eastside Women’s Forum, former Treasurer and Board Member
- West Seattle Garden Tour, founding board member, 1994 to 2012
- King County Women’s Advisory Commission, former member
- Seattle Opera Guild, former Treasurer of fund-raising group Parties & Previews
Ms. Miki Okamoto-Swanson, CFA®
Education
- Bachelor of Arts Degree (English), Kansai Gaidai University, Japan, 1998
- Exchange Student, Huron College, Canada 1996-1997
- Chartered Financial Analyst designation, 2010
Professional Experience
- Lakeside Advisors, Inc., Portfolio Analyst (since 2006)
Associations & Activities
- CFA Institute
- CFA Society of Seattle
- Chado Urasenke Tankokai Seattle Association, former Board Member
Ms. Veronika Y. Dolgikh
Education
- Bachelor of Arts Degree , Business Administration, Higher School of Economics, Russia, 2005
- Perm Institute of Economics and Finance, Accounting (Certificate), Russia, 2006
- International Student, International Business Certificate, South Seattle Community College, 2009
Professional Experience
- West Ural Bank, Economist, Russia, 2005
- Sales Manager, Newspaper “Work For You”, Russia, 2006
- Economist, Motoviliha-Service, Russia, 2006
- Lakeside Advisors, Inc., Client Relations Specialist (since 2010)
Associations & Activities